Rattler Midstream LP
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(Name of Issuer)
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Common Units
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(Title of Class of Securities)
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75419T103
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(CUSIP Number)
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December 31, 2020
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(Date of Event Which Requires Filing of this Statement)
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CUSIP No. 75419T103
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1
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NAME OF REPORTING PERSONS
Zimmer Partners, LP |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
(b) [ ] |
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
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SOLE VOTING POWER
0
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6
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SHARED VOTING POWER
2,336,799**
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7
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SOLE DISPOSITIVE POWER
0
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8
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SHARED DISPOSITIVE POWER
2,336,799**
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,336,799**
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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[ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%**
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12
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TYPE OF REPORTING PERSON*
IA, PN
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CUSIP No. 75419T103
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1
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NAME OF REPORTING PERSONS
Sequentis Financial LLC |
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
(b) [ ] |
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3
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SEC USE ONLY
|
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
2,336,799**
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
2,336,799**
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,336,799**
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%**
|
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12
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TYPE OF REPORTING PERSON*
HC, CO
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CUSIP No. 75419T103
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1
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NAME OF REPORTING PERSONS
Zimmer Partners GP, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
(b) [ ] |
||
3
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SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
2,336,799**
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
2,336,799**
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,336,799**
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
[ ]
|
||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%**
|
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12
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TYPE OF REPORTING PERSON*
HC, OO
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CUSIP No. 75419T103
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1
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NAME OF REPORTING PERSONS
Stuart J. Zimmer
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) [ ]
(b) [ ] |
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
2,336,799**
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
2,336,799**
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,336,799**
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.3%**
|
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12
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TYPE OF REPORTING PERSON*
HC, IN
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(a)
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[ ]
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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[X]
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An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E).
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(f)
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[ ]
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
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(g)
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[X]
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
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(h)
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[ ]
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
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(i)
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[ ]
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
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(j)
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[ ]
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4
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Ownership
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(a)
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The Reporting Persons may be deemed the beneficial owners of 2,336,799 Common Units.
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(b)
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The Reporting Persons may be deemed the beneficial owners of approximately 5.3% of the outstanding Common Units. This percentage was determined by dividing 2,336,799 by 44,006,637, which is
the number of Common Units outstanding as of October 30, 2020, as reported in the Issuer’s Form 10-Q filed on November 5, 2020, with the Securities and Exchange Commission.
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(c)
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The Reporting Persons have the shared power to vote and dispose of the 2,336,799 Common Units beneficially owned.
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Item 5
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Ownership of Five Percent or Less of a Class
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Not applicable
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Item 6
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Ownership of More Than Five Percent on Behalf of Another Person
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The Zimmer Accounts have an indirect interest in dividends and/or sale proceeds of the Common Units held by the Zimmer Accounts. |
Item 7
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Identification and Classification of the Subsidiary Which Acquired the Security Being Report on by the Parent Holding Company or Control Person
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Not applicable. |
Item 8
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Identification and Classification of Members of the Group
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Not applicable. |
Item 9
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Notice of Dissolution of Group
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Not applicable. |
Item 10
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Certification.
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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Zimmer Partners, LP
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By: Zimmer Partners GP, LLC, its general partner
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By: /s/ Barbara Burger
BARBARA BURGER, Authorized Signatory
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Sequentis Financial LLC
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By: /s/ Stuart J. Zimmer
STUART J. ZIMMER, Director
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Zimmer Partners GP, LLC
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By: Sequentis Financial LLC, Sole Member
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By: /s/ Stuart J. Zimmer
STUART J. ZIMMER, Director
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/s/ Stuart J. Zimmer
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Stuart J. Zimmer
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