SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| 500 WEST TEXAS AVENUE, SUITE 1200 |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
05/22/2019
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3. Issuer Name and Ticker or Trading Symbol
RATTLER MIDSTREAM LP
[ RTLR ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
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| No securities are beneficially owned. |
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/s/ P. Matt Zmigrosky, as attorney-in-fact for Arturo Vivar |
05/22/2019 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
May 22, 2019
Know all by these present, that I, Arturo Vivar, hereby constitute and
appoint each of Teresa L. Dick and P. Matt Zmigrosky as my true and lawful
attorneys-in-fact (each an "Attorney-in-Fact" and, collectively, the "Attorneys-
in-Fact"), each, individually or jointly, to:
(1) execute and deliver for and on behalf of me, in my capacity as one or
more of an officer, director or significant stockholder of Rattler
Midstream LP or any of its subsidiaries (collectively, the
"Company"), Forms 3, 4 and 5 and any amendments thereto in accordance
with Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Exchange Act") and the rules and regulations thereunder;
(2) do and perform any and all acts for and on behalf of me that may be
necessary or desirable to complete and execute any such Form 3, 4 or
5, complete and execute any amendment or amendments thereto, and
timely file the same with the United States Securities and Exchange
Commission (the "SEC") and any stock exchange or similar authority,
and provide a copy as required by law or as either such Attorney-in-
Fact deems advisable and appropriate, including, without limitation,
the filing of a Form ID or any other documents necessary or
appropriate to enable such documents to be filed electronically with
the SEC; and
(3) take any other action of any type whatsoever in connection with the
foregoing that, in the opinion of such Attorney-in-Fact, may be of
benefit to, in the best interest of, or legally required by, or for,
me, it being understood that the documents executed by such Attorney-
in-Fact on behalf of me pursuant to this Limited Power of Attorney
shall be in such form and shall contain such information and
disclosures as such Attorney-in-Fact may approve in his or her sole
discretion.
I hereby grant to the Attorneys-in-Fact full power and authority to do and
perform any and every act and thing whatsoever requisite, necessary or proper to
be done in the exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as I might or could do if personally present, with
full power of substitution, resubstitution or revocation, and I hereby ratify
and confirm all that the Attorneys-in-Fact, or their substitute or substitutes,
shall lawfully do or cause to be done by virtue of this Limited Power of
Attorney and the rights and powers granted herein. I acknowledge that the
Attorneys-in-Fact, in serving in such capacity at my request, are not assuming,
nor is the Company assuming, (i) any of my responsibilities to comply with the
requirements of the Exchange Act or the Securities Act of 1933, as amended (the
"Securities Act"), or any liability for my failure to comply with such
requirements, or (ii) any obligation or liability I incur for profit
disgorgement under Section 16(b) of the Exchange Act. I further acknowledge
that this Limited Power of Attorney does not relieve me from responsibility for
compliance with my obligations under the Exchange Act or the Securities Act.
This Limited Power of Attorney shall remain in full force and effect until
I am no longer required to file Forms 3, 4 and 5 with respect to my holdings of
and transactions in securities issued by the Company, unless earlier revoked by
me in a signed writing delivered to the Attorneys-in-Fact.
IN WITNESS WHEREOF, I have executed this Limited Power of Attorney as of
the date first written above.
/s/ Arturo Vivar
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Arturo Vivar
